Exhibit 107
Calculation of Filing Fee Table
Form S-3
(Form Type)
AMERANT BANCORP INC.
(Exact Name of Registrant as Specified in its Charter)
Table 1Newly Registered and Carry Forward Securities
Security |
Security Class |
Fee Calculation Rule |
Amount Registered(1) |
Proposed Maximum Offering Price Per Unit(1) |
Maximum Aggregate Offering Price(1) |
Fee Rate | Amount of Registration Fee |
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Newly Registered Securities |
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Fees to be Paid | Debt | Debt Securities | 457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Equity | Common Stock, par value $0.10 per share |
457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Equity | Preferred Stock, par value $0.10 per share |
457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Other | Warrants | 457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Other | Depositary Shares | 457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Other | Subscription Rights | 457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Other | Stock Purchase Contracts |
457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Other | Stock Purchase Units |
457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Other | Units | 457(o) | (1) | (2) | (1) | | | ||||||||||
Fees to be Paid | Unallocated (Universal) Shelf |
Unallocated (Universal) Shelf |
457(o) | (1) | (2) | $300,000,000.00 | 0.0001102 | $ | 33,060.00 | (3) | ||||||||
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Total Offering Amounts | $300,000,000.00 | $ | | |||||||||||||||
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Total Fees Previously Paid | 31,152.00 | (4) | ||||||||||||||||
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Total Fee Offsets | ||||||||||||||||||
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Net Fee Due | $ | 1,908.00 | ||||||||||||||||
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Table 2: Fee Offset Claims and Sources
Registrant or Flier Name |
Form or Filing Type |
File Number |
Initial Filing Date |
Filing Date | Fee Offset Claimed |
Security Type Associated with Fee Offset Claimed |
Security Title Associated with Fee Offset Claimed |
Unsold Securities Associated with Fee Offset Claimed |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed |
Fee Paid with Fee Offset Source | ||||||||||||
Rules 457(b) and 0-11(a)(2) | ||||||||||||||||||||||
Fee Offset Claims | | | | | | | | | | | | |||||||||||
Fee Offset Sources | | | | | | | | | | | | |||||||||||
Rule 457(p) | ||||||||||||||||||||||
Fee Offset Claims | Amerant Bancorp Inc. |
S-3 | 333- 238958 |
06/05/2020 | | $5,192.00 (4) | Unallocated (Universal) Shelf |
Unallocated (Universal) Shelf |
Unallocated (Universal) Shelf |
$240,000,000 | ||||||||||||
Fee Offset Sources | Amerant Bancorp Inc. |
S-3 | 333- 238958 |
| 06/05/2020 | | | | | | $12,980.00(4) | |||||||||||
Fee Offset Claims | Amerant Bancorp Inc. |
S-3 | 333- 235603 |
12/19/2019 | | $25,960.00(4) | Unallocated (Universal) Shelf |
Unallocated (Universal) Shelf |
Unallocated (Universal) Shelf |
$200,000,000 | ||||||||||||
Fee Offset Sources | Amerant Bancorp Inc. |
S-3 | 333- 235603 |
| 12/19/2019 | | | | | | $25,960.00 (4) |
1) | The amount to be registered consists of up to $300,000,000 of an indeterminate amount of debt securities, common stock, preferred stock, warrants, depositary shares, subscription rights, stock purchase contracts, stock purchase units and/or units that may be offered and sold from time to time in one or more offerings. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) shares of debt securities, common stock, preferred stock or units as may be issued upon exercise of warrants registered hereby, as the case may be, including under any applicable anti-dilution provision. Any securities registered hereunder may be sold separately or together with other securities registered hereunder. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the Securities |
Act), this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. |
2) | The proposed maximum offering price per security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act. |
3) | The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act. |
4) | Amerant previously registered securities having a maximum aggregate offering price of $200,000,000 pursuant to a Registration Statement on Form S-3 (File No. 333-235603), filed on December 19, 2019, (the Prior Registration Statement No. 1). In respect of the Prior Registration Statement No. 1, Amerant paid a registration fee of $25,960.00 (the First Filing Fee). Pursuant to Rule 457(p), the First Filing Fee was offset against the registration fee due for the Registration Statement on Form S-3 (File No. 333-238958), filed on June 5, 2020, which registered securities having a maximum aggregate offering price of $300,000,000 (the Prior Registration Statement No. 2). The remaining $12,980.00 due was paid with the Prior Registration Statement No. 2 resulting in a total payment of $38,940 in connection with the Prior Registration Statement No. 2 (the Second Filing Fee). Pursuant to a 424(b)(8) prospectus supplement, dated June 19, 2020, Amerant offered senior notes in the aggregate principal amount of $46,000,000. Pursuant to a 424(b)(2) prospectus supplement, dated June 22, 2020, Amerant offered senior notes in the aggregate principal amount of $14,000,000. As of the date of this registration statement, securities having an aggregate offering price of $240,000,000 were not sold under the Prior Registration Statement No. 2. Pursuant to Rule 457(p) promulgated under the Securities Act, $31,152.00 of the Second Filing Fee that has already been paid and remains unused with respect to the securities that were previously registered pursuant to the Prior Registration Statement No. 2 and were not sold thereunder is being offset against the registration fee due for this registration statement. Amerant has terminated the offering that included the unsold securities under the Prior Registration Statement. |